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Privacy Policy

PRIVACY POLICY

How We Protect Your Data

We recognize that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you. We place the highest value on the information you share with us. Confluence Capital Advisors, LLC will not disclose your personal information to anyone unless it is required by law or at your direction. We will not sell your personal information. Confluence Capital Advisors, LLC will provide its privacy statement to all clients annually.

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We want our clients to understand what information we collect, how we use it, and how we protect it responsibly.

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Why We Collect Your Information
 

We gather information about you so that we can:

  • Help design and implement the investment and planning related services we provide you; and

  • Comply with the Federal and State laws and regulations that govern us.

 

What Information We Collect and Maintain
 

We may collect the following types of “nonpublic personal information” about you:

  • Information from our initial meeting or subsequent consultations about your identity, such as your name, address, social security number, date of birth, and financial information.

  • Information that we generate to service your financial needs.

  • Information that we may receive from third parties with respect to your financial profile.

 

What Information We Disclose

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We are permitted by law to disclose nonpublic information about you to unaffiliated third parties in certain circumstances. For example, in order for us to provide planning or investment management services to you, we may disclose your personal information in limited circumstances to various service providers, such as our clearing firm or outside money managers for allocation purposes. Otherwise, Confluence Capital Advisors, LLC will not disclose any personal information about you or your account(s) unless one of the following conditions is met:

  • We receive your prior written consent; or

  • We have documentation that the recipient is your authorized representative; or

  • We are required by law to disclose information to the recipient.

 

Arrangements with companies not affiliated with Confluence Capital Advisors, LLC will be subject to confidentiality agreements.

 

How We Protect Your Personal Information

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Privacy has always been important to Confluence Capital Advisors, LLC. We restrict and limit access to client information only to those who need to carry out their business functions. We educate employees about safeguarding client information and preventing its unauthorized access, disclosure, or use. Employees will be required to acknowledge their acceptance and understanding of the privacy policy in writing. We maintain physical, electronic, and procedural safeguards to protect your confidential personal information.

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If you have any questions regarding this privacy notice, please contact us at info@confluenceca.com

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We provide sophisticated investment and financial service offerings combined with the highest-end financial planning, specializing in divorce.  The firm is built on the principles of honesty, integrity, and objective decision-making.  

Contact Us
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Email: info@confluenceca.com

 

Phone: (310) 807-3098

 

Office Address:

21711 Dumetz Road, Woodland Hills, CA 91364, US

Proudly serving San Fernando Valley, Greater Los Angeles, and clients across the U.S.

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Copyright © 2022 by Confluence Capital Advisors. All Rights Reserved. Privacy Policy. Site Design by 

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DISCLAIMER

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Confluence Capital Advisors, LLC is a state-licensed investment advisor located in Encino, California. Confluence Capital Advisors, LLC and its representatives are in compliance with the current registration and/or notice filing requirements imposed upon state licensed investment advisors by those states in which Confluence Capital Advisors, LLC is licensed. This website is not a solicitation or offer to sell securities or investment advisory services except, where applicable, in states where we are registered or where an exemption or exclusion from such registration exists. This website is for informational purposes only. Information on this website should not be interpreted to state or imply that past results are an indication of future performance. Information on this website, including that which is obtained from unaffiliated third-party sources, is believed to be reliable, but we do not warrant or guarantee the timeliness or accuracy of this information. Confluence Capital Advisors, LLC does not make any representations or warranties, expressed or implied, as to the accuracy, completeness or relevance of any information contained on this website.

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PRIVACY POLICY

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We recognize that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you. We place the highest value on the information you share with us. Confluence Capital Advisors, LLC will not disclose your personal information to anyone unless it is required by law or at your direction. We will not sell your personal information. Confluence Capital Advisors, LLC will provide its privacy statement to all clients annually.

​

We want our clients to understand what information we collect, how we use it, and how we protect it responsibly.

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